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National Committee for the Prevention of Elder Abuse
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Journal of
Elder Abuse & Neglect Abstracts

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2000

Volume 12 Number 1

The First National Study of Elder Abuse and Neglect: Contrast With Results from Other Studies, by Cynthia Thomas, PhD with commentaries by Terry Fulmer, PhD; RN, FAAN; Paula Mixson, MA; Chris Phillipson, PhD; and James J. Callahan, PhD

ABSTRACT. The National Elder Abuse Incidence study (NEAIS), conducted in 1994-1999 under the sponsorship of the US Administration for Children and Families and the Administration on Aging, was designed to obtain national estimates of both reported and unreported cases of elder abuse and neglect for 1996. This article contrasts the methods and results of this study with several previous studies to assess the reasons for differences in estimates. These differences include whether the study was designed to measure prevalence or incidence, the inclusiveness of the definitions, eligible age range, and methods of data collection. Future studies should combine incidence and prevalence and incorporate a sample design that will allow estimates for several age ranges and definitional subsets to meet different public policy requirements.

Key words: estimates of elder abuse, incidence and prevalence, sentinel approach

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Older Self-Neglecters: Interpersonal Problems and the Maintenance of Self-Continuity, by Susanna D. Bozinovski, PhD

ABSTRACT: This qualitative study using the grounded theory method explores the nature of self-neglect among older persons who have been involved with Adult Protective Services. Two basic social psychological processes were identified which explain much of the self-neglecting behavior exhibited by older persons. These include preserving and protecting self and maintaining customary control. These two processes comprise the overarching process of Maintaining Continuity. Interpersonal problems of these older self-neglecters are a main source of threat to identity and sense of personal control. It is the quest for continuity that accounts for many of the interactional activities between these persons and others including their caseworkers, family members, neighbors, and others. Viewed in this way, continuity goes beyond being just an adaptive strategy. It is a motivating force and also a continuous life goal.

Key words: Self-neglect, adult protective services, aging, continuity, self, grounded theory

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The Quality of Data Collection by an Interview on the Prevalence of Elder Mistreatment, by Hannie C. Comijs, PhD; Wil Dijkstra, PhD; Lex M. Bouter, PhD; and Johannes H. Smit, PhD

ABSTRACT: The aim of the present study was to investigate the quality of the interview process that was used to obtain data on the prevalence of elder mistreatment in order to improve the quality of this process in future research studies. Audiotapes of interviews with 143 victims of elder mistreatment were transcribed into verbatim protocols that were subsequently coded and analyzed. The results of the present study show that despite the fact that all interviewers were carefully selected, intensively trained, and supervised during the interview period, 4.2% of the questions were skipped, and in 4.4% of the interactions no usable answer was obtained. However, in all of these cases the interviewer did register an answer, the validity of which is questionable. Considerable differences were found between interviewers with respect to their performance and also between the various questions. Finally, suggestions are made to improve interviewer behavior.

Key words: elder mistreatment, prevalence, question-answer sequence, interaction coding

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Elder Abuse In Costa Rica, by Nancy Gilliland, PhD and Lillyana Picado, E., MSc

ABSTRACT: This paper describes how the problem of domestic elder abuse in Costa Rica is being perceived and acted upon by direct service providers and other professionals in the field of aging. Costa Rica is a small Central American democracy in which the family is the central institution and sense of filial obligation is strong. In this cultural context elder abuse often takes the form of overprotection by family members who deprive elders of their autonomy. Although they suffer from this loss, elders frequently do not define it as abuse, making it difficult for professionals to intervene. A more serious concern was abandonment of elders by families (with or without intent to harm) since there are few facilities or resources to accommodate such elders. Over all we found a mixture, sometimes in the same person, of resignation in the face of a phenomenon that may come inevitably with modernization and committed activism. We illustrate the latter by describing the efforts of two Costa Rican organizations to prevent elder abuse.

Key words: elder abuse, Costa Rica, developing society, abandonment, filial obligation

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Elder Abuse: Some Caucasian-American Views, by Margaret F. Hudson, PhD, RN; Cherry Beasley, MSN, RN; Ruth H. Benedict, MSN, RN; John R. Carlson, MS; Beverly F. Craig, EdD, RN; Carolyn Herman, PhD, RN; and Shirley C. Mason, EdD, RN

ABSTRACT: To gain a greater understanding of what "elder abuse" means to the American public, a random sample of adults from seven culturally diverse counties in North Carolina was interviewed. Caucasian-Americans from five different counties and regions of the state were represented in the sample. The Caucasian-American groupsÕ responses were compared with each other and with those of a panel of elder mistreatment experts. There were areas of agreement and disagreement. The relevance of the findings is discussed in relation to research, practice, education, and policy.

Key words: elder abuse, caucasian-american, meaning, definition, types.

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Volume 12 Number 2

Undoing Undue Influence, by Mary Joy Quinn, RN, MA

ABSTRACT: Undue influence has long been recognized within the legal profession and the courts, usually within the context of will contests. The field of elder abuse and neglect is now beginning to focus on the issue as practitioners try to understand the actions of seemingly competent and capable elders who give away major assets or gifts sometimes to virtual strangers. Undue influence frequently accompanies other types of elder abuse and neglect, usually occurring when a close personal relationship exists. This paper describes the dynamics of undue influence, outlines the profiles of victims and abusers, and offers intervention and prevention strategies.

Key words: competency, trust, manipulation, threats, financial abuse

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Elder and Dependent Adult Fraud: A Sampler of Actual Cases to Profile the Offenders and the Crimes They Perpetrate, by Judith B. Sklar, JD

ABSTRACT: Fraud targeted at elder and dependent adults is largely committed by four different groups of perpetrators, each targeting its own unique assortment of crimes at this vulnerable group of victims. The purpose of this article is to profile these four offender groups, identify the various crimes being committed, and provide some preventative tips and investigative tools to combat this growing area of fraud. The profiles of the offender groups are compiled from summaries of actual cases that were prosecuted by the Santa Clara County District AttorneyÕs Office.

Key words: victims, power of attorney, prosecution, elder abuse, theft

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Notes From The Field: Observations In Working With Forgotten Victims Of Personal Financial Crimes, by Debbie L. Deem, MS, MSW

ABSTRACT: This paper focuses on the forgotten victims of financial crimes. It describes the scope and nature of financial crime, the impact of this type of crime, and the need for services to assist victims and their families. It further describes promising approaches to meeting the service needs of financial crime victims and ensuring equal access and protections to members of this underserved group.

Key words: elder abuse, perpetrators, fraud, courts, restitution, fiduciary abuse specialist team

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Forgotten Victims Of Financial Crime And Abuse: Facing The Challenge, by Lisa Nerenberg, MSW, MPH

ABSTRACT: This article summarizes the proceedings of four roundtable discussions, which were sponsored by the National Center on Elder Abuse, and held in conjunction with a conference on financial crime and abuse. The discussions focused on four components of the legal system: local law enforcement, federal investigative and regulatory agencies, the civil justice system, and victim witness assistance programs. Participants were asked to describe their role in preventing financial crime and the challenges they face in doing so.

Key words: criminal justice system, civil justice system, victim witness assistance, restitution, investigative agency, elder abuse, undue influence, mental capacity

Volume 12 Number 3/4

Sexual Abuse of Older Adults: Preliminary Findings of Cases in Virginia, by Pamela B. Teaster, PhD; Karen A. Roberto, PhD; Joy O. Duke, MS; and Myeonghwan Kim, MS

ABSTRACT: Aggregated data from APS case files of sexually abused adults in Virginia aged 60 years and older were collected from July 1, 1996 - June 30, 1999, yielding a total of 42 substantiated cases for the three years of collection. Data reveal demographic trends; ability to care for self; type, pattern, and place of abuse; information on witnesses and alleged offenders; and case resolution and outcomes. Results show that the majority of cases (n = 40) concerned women over 70 years of age residing in facilities; offenders were men (n = 40). Most cases were not prosecuted. Implications of these data are discussed.

Key words: sexual abuse, older adult, adult protective services, elder abuse, outcomes

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Adult Protection Services Laws: A Comparison of State Statutes From Definition to Case Closure, by Jini L. Roby, JD, MSW and Richard Sullivan

ABSTRACT: While legislative efforts at the federal and state levels have represented a dramatic change in the last three decades, there is a great range and variations in the laws addressing elder abuse, leading to difficulty in generating comparison data, and coordinating program creation and implementation across state lines. This article examines the legislative variations on the topics of definitional issues, reporting statutes, investigative methods, temporary and permanent court interventions, and protective services provided under the laws of all fifty of the United States and the District of Columbia. Further, it examines the current elder abuse literature and makes suggestions toward legislation compatible with it. The bulk of the statutory data include those available in 1998 but many statutes which became effective in 1999 are also included. All jurisdictions are referred to as "states," including the District of Columbia which is technically a federal district.

Key words: statutes, legislation, adult protective services, intervention, laws, elder abuse, financial exploitation.

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Most Successful Intervention Strategies For Abused Older Adults, by Daphne Nahmiash, PhD and Myrna Reis, PhD

ABSTRACT: In this Project CARE study, intervention plans for 83 cases, with a total of 473 strategies, are analyzed in a qualitative content analysis method. The 473 strategies are designed and implemented by an abuse-trained, multidisciplinary, health and social service agency, home care team. Each strategy is rated by the team for its acceptance/refusal by clients and levels of success. The most accepted and successful strategies for abused older adults are concrete: nursing and other medical care and homemaking assistance, followed by empowerment strategies, such as support groups for abused older adults, information about rights and resources and volunteer buddy/advocates. Less successful strategies for abused persons are referrals to general community activities and programs. For caregiver abusers, the most successful and accepted interventions involve individual supportive counseling to reduce anxiety, stress and depression and education and training. Abuser-oriented strategies are most accepted and successful in the study. Thus, it would seem pertinent for intervenors to focus services and strategies on abusers and not only on abused older adults, in particular offering them supportive individual counseling to reduce anxiety, stress, and depression. For abused care receivers, home-based services can offer the necessary support to move out of their abuse situation with the help of volunteers and support group activities.

Key words: abuse, seniors, caregivers, intervention strategies, empowerment, supportive counseling.

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Perceptions of Adult Protective Services Workers of the Support Provided By Criminal Justice Professionals in a Case of Elder Abuse, by B.E. Blakely, PhD and Ronald Dolon, PhD

ABSTRACT: This paper summarizes results of a 1997 survey of adult protective services workers in 43 states. The survey yielded ratings of police and victim assistants in detecting and treating elder abuse and estimates of the likelihood that criminal justice professionals would provide ten forms of assistance in a case of elder abuse. Respondents also reported the most helpful services supplied by criminal justice professionals, the services that were most difficult to obtain, and overall ratings of criminal justice professionals in cases of elder abuse. Findings provide insights about relationships between adult protective services workers and criminal justice professionals.

Key words: Elder abuse, domestic violence, police, victim assistant, arrest, protective orders

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Elder Abuse: Risk Factors and Use of Case Data to Improve Policy and Practice, by Burton D. Dulop, PhD; Max B. Rothman, JD, LLM; Katherine M. Condon, MA; Kellye S. Hebert, MA; and Iveris L. Martinez, MA

ABSTRACT: Countering the generally reactive community approach to prevention and treatment of elder abuse, this study employs analysis of local elder abuse case data to estimate the incidence of elder abuse, neglect, and exploitation and to measure the risk factors, including co-location of other forms of abuse, that predict elder abuse in Miami-Dade County, Florida. The authors also compare the model of intervention used in Florida and elsewhere to best practice models that incorporate elements of domestic violence treatment. They present a series of specific recommendations for improving local abuse data-collection, analysis, and training so that local policy-makers, planners, and practitioners can make proactive, community-specific, culturally-sensitive preventive efforts effective. The findings and recommendations have direct relevance for policy and practice in any community in the United States.

Key words: elder abuse, risk factors, intrafamily violence, intervention, prevention

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Abuse Of Female Caregivers by Care Recipients: Another Form Of Elder Abuse, by Linda R. Phillips, Ph.D., RN, FAAN; Esperanza Torres de Ardon, MS, RN; and Guillermina Solis Briones, RN, A/GNP, MS

ABSTRACT: This paper focuses on the abuse of aging, caregiving women (55 years or older) by the spouses or parents for whom they provide care. Data presented were derived from a study of the dynamics of family caregiving focusing on Mexican American and Anglo caregiving dyads. Analysis focused on identifying correlates of abuse from a group of variables that represented the structure and context of caregiving. Data suggest the problem is not trivial and the interactional context of caregiving is the most promising aspect for explanation, intervention and prevention.

Key words: Cross-cultural caregiving; Hispanic caregiving; Elder abuse; Caregiver abuse.

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PRACTICE ISSUES

Experiences And Needs Of Adult Protective Services Case Managers When Assisting Clients Who Have Companion Animals, by Barbara W. Boat, PhD and Juliette C. Knight, MA

ABSTRACT: Enhancing the safety and quality of life of adults who require protective services must frequently include consideration of their companion animals. Six Adult Protective Services case managers reported on their experiences with clients who had pets. Issues discussed included clientsÕ neglect of themselves and their pets, attachment to and loss of pets, abuse and threats to harm a pet, collecting or hoarding of animals, and staff encounters with aggressive animals. The case managers made recommendations concerning agency procedures, staff training and useful support services to offer staff and clients when companion animals are present.

Key words: Adult protective services, animal pets, attachment to pet

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